Thursday, April 24, 2008

Rumors and short-selling.........

Listening to Chairman Cox of the SEC speak of "throwing the book" at transgressions of manipulative behavior makes for great comedy.

If only they could work so fast at throwing brokers out of the industry who year after year, float around from shop to shop and rip the heart and soul out of investors nest-eggs. It's 2008 and you can't even log onto a SEC website and find out all there is to know about the regulatory fines and judgements that have been thrown at stockbrokers who are able to impoverish clients and elude regulators for so long.

No comments:

Native American Advisors CHIPPEWA PARTNERS

My photo
CHIPPEWA PARTNERS, Native American Advisors, Inc. is a Registered Investment Advisor, founded by Dean Thomas Parisian in 1995. The firm is a manager to an exclusive clientele and is closed to new clients. As a Registered Investment Advisor, our expertise developed over 35 years balances experience, integrity and tremendous work ethic. Dean Parisian is a member at the White Earth Reservation of the Minnesota Chippewa Tribe, a former NYSE and FINRA arbitrator and trader who began his career with Kidder Peabody and later worked for Drexel Burnham Lambert in LaJolla, CA. His philanthropic interest is in Native American education and he's endowed a significant scholarship for Native Americans at the University of Minnesota. His greatest accomplishment includes raising two sons and 26 years of marriage. The Parisian family enjoys outdoor pursuits at Pamelot, their farm in Tennessee and at the Ghost Ranch, their ranch on the Yellowstone River in Montana. For media requests contact the firm via email: ChippewaPartners (at) gmail dot com, on Twitter: @DeanParisian. Global 404-202-8173