Parisian Family Office, Founder & CEO. Started Wall Street, '82. Drexel Burnham alum in LaJolla, CA. Founded Native American Advisors, Chippewa Partners. '95. Chippewa. Conservative. Raised on reservations. Was NYSE/FINRA arbitrator. Trading O'Neil/CANSLIM methodology at PAMELOT, TN farm, GHOST RANCH, MT, on the Yellowstone River, or CASA TULE', their winter camp in Los Cabos, Mexico. Will always be, a relentless optimist with radical gratitude.

Thursday, September 22, 2005

NASD Arbitrations..............

The process is broken. As the Secretary of State of the Commonwealth of Massachusetts said, "it is industry-sponsored damage containment and control masquerading as a judicial proceeding." As an arbitrator for a decade for both the New York Stock Exchange and the NASD the system is so poorly run it could destroy investor confidence. The beat goes on...........

No comments: